SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 西證(香港)融資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2025 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chai, Wei Yen 蔡威燕 | BHM089 | Rep | 2016-05-16 | 2018-04-23 | ||
| 2 | Chan, Andy Wai Kit 陳偉傑 | ADJ155 | Rep | 2006-08-31 | 2006-12-11 | ||
| RO | 2006-12-11 | 2014-06-09 | |||||
| 3 | Chan, Chung Hin (SFC:APW782) 陳頌軒 | APW782 | Rep | 2016-03-31 | 2016-11-02 | ||
| RO | 2016-11-02 | 2021-08-16 | |||||
| 4 | Chan, Hoi Lam (SFC:BRU853) 陳鎧霖 | BRU853 | Rep | 2023-04-06 | 2025-03-05 | ||
| 5 | Chan, Justin Sano 陳生樂 | 52 | M | AFY829 | Rep | 2010-10-27 | 2011-04-02 |
| 6 | Chan, Suet Ying (SFC:AIR609) 陳雪瑩 | AIR609 | Rep | 2010-02-02 | 2010-06-16 | ||
| 7 | Chan, Yu Wai 陳宇威 | AEX105 | Rep | 2004-08-06 | 2007-05-04 | ||
| 8 | Chen, Cheng (SFC:BCI996) 陳誠 | BCI996 | Rep | 2016-06-15 | 2017-03-03 | ||
| 9 | Chen, Pei Jie 陳佩婕 | BNU863 | Rep | 2018-11-15 | 2019-01-21 | ||
| 10 | Cheng, Jie (SFC:BCZ612) 程劼 | BCZ612 | RO | 2020-09-24 | 2022-03-29 | ||
| 11 | Cheng, Xiaomin (SFC:BHY663) 程晓敏 | BHY663 | Rep | 2016-08-11 | 2021-06-23 | ||
| 12 | Cheung, Aidan Tsz Hin 張子軒 | M | BRG018 | Rep | 2021-10-15 | 2021-12-09 | |
| 13 | Cheung, Chi Long 張子朗 | AYS651 | Rep | 2011-12-30 | 2013-06-20 | ||
| 14 | Cheung, Michael Po Kuen 張寶權 | M | AGX308 | Rep | 2004-10-06 | 2004-12-29 | |
| 15 | Cheung, Victor Chor Keung 張楚強 | 64 | M | AUH716 | RO | 2014-08-20 | 2015-03-09 |
| 16 | Cheung, Yin Ling (SFC:AYZ253) 張賢寧 | AYZ253 | RO | 2014-09-02 | 2015-08-21 | ||
| 17 | Chiang, Ka Chun 蔣嘉駿 | BEY957 | Rep | 2018-06-28 | 2019-01-24 | ||
| 18 | Choi, Hei Ting 蔡曦婷 | BNH433 | Rep | 2024-03-28 | 2025-03-04 | ||
| 19 | Chow, Tsz Kit Vincent 周子傑 | M | BGE065 | Rep | 2021-07-02 | 2023-02-14 | |
| 20 | Chu, Ka Siu 朱嘉兆 | BBK031 | Rep | 2016-06-20 | 2020-01-12 | ||
| 21 | Chung, Wai 鍾尉 | ADO297 | Rep | 2010-06-01 | 2010-07-14 | ||
| RO | 2010-07-14 | 2012-05-01 | |||||
| 22 | Chung, Yan Hei 鍾欣熹 | BBA105 | Rep | 2013-03-18 | 2014-03-26 | ||
| 23 | Cui, Ran 崔然 | BBA364 | Rep | 2014-10-23 | 2018-04-08 | ||
| 24 | Gao, Xiaoshan 高小杉 | AZI801 | Rep | 2015-05-22 | 2016-05-27 | ||
| 25 | Gao, Xiong (SFC:BNS044) 高雄 | BNS044 | Rep | 2018-10-22 | 2020-08-07 | ||
| 26 | Hai, Yangguangyi 海楊广益 | BOP825 | Rep | 2020-05-18 | 2021-08-22 | ||
| 27 | Ho, Leung Ting (SFC:BTU390) 何亮霆 | BTU390 | Rep | 2023-07-11 | 2024-02-26 | ||
| 28 | Ho, Lok Yan 何樂昕 | ANL071 | Rep | 2006-05-29 | 2007-01-24 | ||
| 29 | How, Sze Ming 侯思明 | 48 | M | AIH218 | Rep | 2016-03-14 | 2016-04-28 |
| RO | 2016-04-28 | 2021-08-30 | |||||
| 30 | Huang, Yun Tong 黃蘊彤 | BKY315 | Rep | 2017-09-13 | 2019-01-24 | ||
| 31 | Huang, Yuting (SFC:BSG645) 黃玉婷 | BSG645 | Rep | 2022-03-30 | 2023-02-13 | ||
| 32 | Ko, Christine Ying 高英 | F | ARI201 | Rep | 2011-05-13 | 2014-06-12 | |
| 33 | Kwan, Hoi Wang 關開宏 | ACT446 | RO | 2009-02-19 | 2010-04-23 | ||
| 34 | Kwok, Wing Yuet 郭永悅 | BOD533 | Rep | 2020-09-18 | 2021-09-15 | ||
| 35 | Lam, Choi Wan 林彩雲 | AXZ195 | Rep | 2020-03-16 | 2020-05-27 | ||
| RO | 2020-05-27 | 2022-07-01 | |||||
| 36 | Lam, Hiram Long Hin 林朗軒 | AUX369 | Rep | 2014-12-09 | 2015-12-15 | ||
| 37 | Lam, Martha Suk Yee 林淑儀 | F | AWS703 | Rep | 2011-01-28 | 2012-05-01 | |
| 38 | Lau, Pak Sun 劉栢燊 | AMF528 | Rep | 2020-03-16 | 2020-05-26 | ||
| RO | 2020-05-26 | 2022-10-03 | |||||
| 39 | Lau, Yan Ki 劉欣琪 | BIY608 | Rep | 2017-09-25 | 2021-08-15 | ||
| 40 | Lee, Alan Yiu Chung 李耀宗 | M | AFS979 | Rep | 2011-05-16 | 2012-09-20 | |
| RO | 2012-09-20 | 2014-06-12 | |||||
| 41 | Leung, Yin Fai (SFC:BML959) 梁燕煇 | BML959 | Rep | 2018-03-08 | 2019-11-22 | ||
| 42 | Li, Junyi (SFC:BFN413) 李俊儀 | BFN413 | Rep | 2015-05-26 | 2019-01-19 | ||
| 43 | Li, Wai Kuen 李惠娟 | ADZ551 | RO | 2014-07-18 | |||
| 44 | Li, Zhengrong 李崢嶸 | BEC138 | Rep | 2014-09-04 | 2015-04-24 | ||
| RO | 2015-04-24 | 2015-10-31 | |||||
| 45 | Lin, Shanshan (SFC:BGZ113) 林姍姍 | BGZ113 | Rep | 2016-02-26 | 2017-03-23 | ||
| 46 | Liu, Ningyuan 劉宁遠 | 33 | F | BRU786 | Rep | 2021-11-05 | 2023-02-15 |
| 47 | Lo, Chi Leung (1982) 盧志良 | 43 | M | ASA036 | Rep | 2016-02-04 | 2016-02-29 |
| 48 | Lo, Hei Tung 羅曦彤 | BLM103 | Rep | 2017-11-15 | 2020-04-05 | ||
| 49 | Lo, Hiu Tung 勞曉彤 | AXH227 | Rep | 2011-05-17 | 2011-07-29 | ||
| 50 | Lo, Philip Chung Ho 盧頌濠 | M | AGJ126 | Rep | 2011-07-25 | 2014-06-08 | |
| 51 | Lo, Steven Wing Shing 盧永成 | M | AEW978 | RO | 2016-02-12 | 2023-01-31 | |
| 52 | Lui, Tak Yan 呂德仁 | AJO142 | Rep | 2015-01-06 | 2015-01-16 | ||
| RO | 2015-01-16 | 2015-12-16 | |||||
| 53 | Luo, Yi (SFC:AQE404) 羅毅 | 45 | M | AQE404 | RO | 2015-03-26 | 2019-02-27 |
| 54 | Mak, Kwok Kei 麥國基 | 40 | M | AWH798 | Rep | 2018-07-10 | 2019-01-09 |
| 55 | Mou, Yang 牟洋 | BHU695 | Rep | 2016-07-15 | 2018-04-20 | ||
| 56 | Mung, Chi Kin 蒙賜健 | AOR641 | Rep | 2007-03-14 | 2011-04-18 | ||
| 57 | Ng, Geoffrey Junxiong 吳駿雄 | M | BFW885 | Rep | 2018-06-05 | 2020-05-10 | |
| 58 | Ng, Kin Kwan 吳建群 | AYT810 | Rep | 2017-06-14 | 2020-08-28 | ||
| 59 | Ng, Thomas Cheng Kiong 黃貞強 | 51 | M | BBU308 | Rep | 2015-10-12 | 2018-03-01 |
| 60 | Ng, Wing Fai (SFC:AJD666) 吳永輝 | AJD666 | Rep | 2017-07-07 | 2017-11-22 | ||
| RO | 2017-11-22 | 2020-02-10 | |||||
| 61 | Ng, Wing Sang (SFC:AVT530) 吳榮燊 | AVT530 | Rep | 2016-08-12 | 2018-11-22 | ||
| RO | 2018-11-22 | 2022-09-30 | |||||
| 62 | Ng, Ying Kit 吳映吉 | 48 | M | AML429 | Rep | 2007-01-08 | 2007-02-22 |
| Rep | 2009-02-04 | 2011-04-01 | |||||
| 63 | Pak, Hiu Ching 白曉青 | AEB951 | Rep | 2004-09-30 | 2006-07-14 | ||
| 64 | Pan, Jiao 潘姣 | BGZ937 | Rep | 2016-11-15 | 2019-10-15 | ||
| 65 | Peng, Chen (SFC:BAE848) 彭辰 | BAE848 | Rep | 2012-09-14 | 2012-12-08 | ||
| 66 | Poon, Tai Cheung 潘泰章 | AQY872 | Rep | 2008-06-23 | 2010-03-01 | ||
| 67 | Qiu, Qingzi 仇慶子 | BOE232 | Rep | 2019-03-12 | 2021-09-28 | ||
| 68 | Sit, Kenneth Kar Kin 薛家鍵 | M | ADR744 | RO | 2003-06-10 | 2007-01-28 | |
| 69 | Siu, Wai Kit (SFC:AFM549) 蕭偉杰 | AFM549 | Rep | 2003-07-29 | 2004-09-15 | ||
| 70 | Song, Yuxi 宋禹熹 | BCC505 | Rep | 2013-10-21 | 2014-06-14 | ||
| 71 | Sun, Anthony Chuen Wah 孫村華 | M | AFP060 | Rep | 2015-03-31 | 2015-05-28 | |
| RO | 2015-05-28 | 2016-03-15 | |||||
| 72 | Sun, Lianghao 孫梁浩 | BFI203 | Rep | 2015-04-27 | 2016-04-27 | ||
| 73 | Sun, Peilun 孫培倫 | BNC586 | Rep | 2018-06-20 | 2021-02-27 | ||
| 74 | Sung, Pui Yu 宋沛榆 | AQG695 | Rep | 2011-02-16 | 2011-10-31 | ||
| 75 | Tam, Yui Chit Jeffrey 譚睿哲 | BMX555 | Rep | 2022-09-27 | 2022-10-13 | ||
| RO | 2022-10-13 | 2023-01-31 | |||||
| 76 | Tang, Andrew Ping Sum 鄧炳森 | 68 | M | AEL276 | Rep | 2009-01-05 | 2009-03-20 |
| RO | 2009-03-20 | 2009-06-12 | |||||
| 77 | Tang, Chin Kit 鄧展杰 | BGE010 | Rep | 2021-06-30 | 2023-01-06 | ||
| 78 | Tang, Wing Him 鄧穎謙 | AWO196 | Rep | 2018-07-09 | 2019-04-05 | ||
| 79 | Tsang, Keith Hei Ho 曾希豪 | M | ABC089 | Rep | 2009-03-25 | 2009-05-22 | |
| RO | 2009-05-22 | 2011-01-28 | |||||
| 80 | Tse, Cho Wan 謝棗韻 | AVD685 | Rep | 2015-03-30 | 2016-04-28 | ||
| 81 | Tse, Kwok On 謝國安 | AHG557 | Rep | 2017-05-29 | 2017-11-22 | ||
| RO | 2017-11-22 | 2020-03-09 | |||||
| 82 | Tsoi, Shan Shan 蔡柵柵 | BSR687 | Rep | 2022-07-26 | 2022-11-03 | ||
| 83 | Wan, Joseph Jason 尹宸賢 | 53 | M | AES254 | Rep | 2014-12-08 | 2015-01-09 |
| RO | 2015-01-09 | 2016-02-15 | |||||
| 84 | Wang, Ao (SFC:BGT419) 王奧 | BGT419 | Rep | 2016-01-04 | 2017-08-24 | ||
| 85 | Wang, Kaixu (SFC:BNR667) 王凱旭 | BNR667 | Rep | 2020-04-24 | 2021-05-07 | ||
| 86 | Wong, Chak Sang 王澤生 | AYM415 | RO | 2023-04-25 | 2025-03-05 | ||
| 87 | Wong, Chun Wa (SFC:AIN957) 黃春華 | AIN957 | Rep | 2005-03-23 | |||
| 88 | Wong, Ho Fung (SFC:ARN622) 黃浩峰 | ARN622 | Rep | 2021-09-03 | 2023-01-31 | ||
| 89 | Wong, Ivis Long Sau 黃朗修 | ADA335 | Rep | 2009-09-21 | 2011-01-28 | ||
| 90 | Wong, Jenny Mei Ying 黃美盈 | F | AQI645 | Rep | 2014-12-16 | 2015-11-26 | |
| 91 | Wong, Pakern King Ho 黃敬皓 | BGL119 | Rep | 2015-10-29 | 2018-05-02 | ||
| 92 | Wong, Tsz Ying (SFC:BAF385) 王子盈 | BAF385 | Rep | 2017-12-27 | 2021-03-23 | ||
| RO | 2021-03-23 | 2021-10-15 | |||||
| 93 | Xiao, Peiwei 肖培煒 | BQJ981 | Rep | 2020-11-06 | 2021-02-02 | ||
| 94 | Xie, Xinxin (SFC:BHZ673) 謝心馨 | BHZ673 | Rep | 2017-09-28 | 2020-04-17 | ||
| 95 | Xu, Di (SFC:BGV261) 許迪 | BGV261 | Rep | 2016-01-14 | 2016-12-12 | ||
| 96 | Yeung, Francis Yiu Wah 楊耀華 | 65 | M | ACG885 | Rep | 2004-10-04 | 2004-10-25 |
| RO | 2004-10-25 | 2005-01-27 | |||||
| 97 | Ying, Chi Kwan 邢紫君 | 51 | F | ALZ863 | Rep | 2022-08-16 | 2022-09-21 |
| RO | 2022-09-21 | 2023-03-14 | |||||
| 98 | Ying, Yan Kei 應仁基 | AOV083 | Rep | 2014-11-13 | 2014-12-23 | ||
| RO | 2014-12-23 | 2017-07-25 | |||||
| 99 | Yip, Shek Hung 葉錫洪 | AJD606 | Rep | 2005-04-21 | 2006-04-26 | ||
| 100 | Yiu, Benjamin Chung Him 姚仲謙 | M | AXX789 | Rep | 2015-05-08 | 2015-11-26 | |
| 101 | Yu, Tsz Kam 余子淦 | AXO649 | Rep | 2017-04-06 | 2019-12-13 | ||
| 102 | Yuen, Ronnie Chi Tsun 阮子瑨 | M | BEA610 | Rep | 2023-02-17 | 2023-02-27 | |
| RO | 2023-02-27 | 2025-03-05 | |||||
| 103 | Zhan, Juli 詹居里 | BGE013 | Rep | 2015-09-10 | 2017-08-27 | ||
| 104 | Zhang, Senquan 張森泉 | 48 | M | BDM504 | Rep | 2016-04-15 | 2017-06-30 |
| 105 | Zhang, Sirui (SFC:BPL914) 張思睿 | BPL914 | Rep | 2021-02-01 | 2021-06-04 | ||
| 106 | Zhao, Tao (SFC:AZX096) 趙濤 | AZX096 | Rep | 2016-05-30 | 2016-11-22 | ||
| RO | 2016-11-22 | 2017-05-31 | |||||
| 107 | Zou, Mengtong 鄒梦桐 | BNC596 | Rep | 2018-06-25 | 2020-09-23 | ||
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