Li, Wai Han 李惠嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2010-09-20 | 2011-10-31 | Rep | Dealing in securities | 2010-09-20 | 2011-10-31 |
2 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2011-11-17 | 2014-07-01 |
3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2017-08-01 | Rep | Dealing in securities | 2017-08-01 |
4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2014-07-09 | 2017-07-07 |
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