Chan, Wai Ho (SFC:AUD980) 陳緯豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-07-26 | 2014-01-27 | Rep | Dealing in securities | 2012-07-26 | 2014-01-27 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2019-09-25 | 2022-09-21 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-09-25 | 2022-09-21 |
| 4 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2016-01-05 | 2019-09-15 | Rep | Dealing in securities | 2016-01-05 | 2019-09-15 |
| 5 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-11-17 | 2012-04-08 |
| 6 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-11-17 | 2012-04-08 |
| 7 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-11-17 | 2012-04-08 |
| 8 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2022-10-03 | 2023-02-15 | Rep | Dealing in securities | 2022-10-03 | 2023-02-15 | Rep | Advising on futures contracts | 2022-11-22 | 2024-05-23 | Rep | Advising on securities | 2022-11-22 | 2024-05-23 | RO | Dealing in futures contracts | 2023-02-15 | 2024-05-23 | RO | Dealing in securities | 2023-02-15 | 2024-05-23 |
| 9 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-04-10 | 2015-12-19 |
| 10 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2014-04-10 | 2015-12-19 |
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