Tam, Jack Kwok Wai 譚國偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Afflux Securities Limited | RO | Dealing in futures contracts | 2018-11-14 | 2019-10-15 | RO | Dealing in securities | 2018-11-14 | 2019-10-15 |
2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-04-28 | RO | Leveraged foreign exchange trading | 2014-04-28 | 2015-09-16 |
3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in futures contracts | 2014-04-28 | RO | Dealing in futures contracts | 2014-04-28 | 2015-09-16 |
4 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in futures contracts | 2013-08-19 |
5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-09-10 | Rep | Advising on securities | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in securities | 2014-04-28 | RO | Dealing in securities | 2014-04-28 | 2015-09-16 | Rep | Advising on securities | 2015-03-27 | 2015-09-16 |
6 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2014-04-28 | 2015-09-16 |
7 | Quam Securities Limited | Rep | Dealing in futures contracts | 2016-04-27 | 2016-05-31 | Rep | Dealing in securities | 2016-04-27 | 2016-05-31 | Rep | Advising on securities | 2016-04-27 | 2016-06-30 | RO | Dealing in futures contracts | 2016-05-31 | 2016-06-30 | RO | Dealing in securities | 2016-05-31 | 2016-06-30 |
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