Kong, Ki Fung (SFC:AMF054) 江琦峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-06-18 | 2007-11-23 |
2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-06-18 | 2007-11-23 |
3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-06-18 | 2007-11-23 |
4 | Fuh Hwa SITE Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2009-06-18 | 2009-08-31 | Rep | Asset management | 2009-06-18 | 2009-08-31 |
5 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-10-05 | 2014-03-03 |
6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-31 | 2007-06-09 |
7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-07-08 | 2007-06-09 |
8 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-03-12 | 2014-09-28 |
9 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-03-12 | 2014-09-28 |
10 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-02-17 | 2014-03-03 |
11 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2009-12-14 | 2014-03-03 | Rep | Dealing in securities | 2010-01-07 | 2014-03-03 |
12 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2007-12-03 | 2008-05-17 |
13 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2015-03-26 | 2017-03-31 |
14 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2018-02-08 | RO | Dealing in futures contracts | 2018-02-08 |
15 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2015-07-03 | 2018-02-08 | RO | Dealing in securities | 2018-02-08 |
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