Lau, Wai Kit (SFC:APV613) 劉偉杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2007-10-17 | 2008-02-15 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-04-20 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-04-20 | |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-05-30 | 2009-04-01 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-02-29 | 2009-04-01 |
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