Chan, Tak Hong (SFC:AUZ339) 陳德康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aden Financial Group Limited | RO | Dealing in futures contracts | 2018-10-30 | RO | Dealing in securities | 2018-10-30 | RO | Advising on securities | 2020-10-22 | RO | Asset management | 2020-10-22 | RO | Automated trading services | 2023-12-20 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-07-05 | 2016-06-18 | Rep | Advising on futures contracts | 2015-10-19 | 2016-06-18 |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2013-07-05 | 2016-06-18 |
| 4 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2016-11-23 | 2017-03-21 |
| 5 | HONOR SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-05-02 | 2017-06-09 | Rep | Dealing in securities | 2017-05-02 | 2017-06-09 | RO | Dealing in futures contracts | 2017-06-09 | 2017-12-31 | RO | Dealing in securities | 2017-06-09 | 2017-12-31 |
| 6 | LONGRUN FINANCIAL GROUP LIMITED | Rep | Dealing in futures contracts | 2012-03-22 | 2013-06-08 |
| 7 | Marex Hong Kong Limited | Rep | Dealing in futures contracts | 2016-06-22 | 2016-10-21 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-04-01 | 2012-03-09 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-04-01 | 2012-03-09 | Rep | Advising on securities | 2010-08-24 | 2012-03-09 |
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