Ho, Kristie Sze Man 何思敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-09-24 | 2014-10-28 | RO | Advising on corporate finance | 2014-10-28 | 2016-01-08 | Rep | Dealing in securities | 2014-12-29 | 2016-01-08 |
2 | Lego Corporate Finance Limited | RO | Advising on corporate finance | 2016-01-13 | |
3 | Lego Securities Limited | Rep | Dealing in securities | 2022-09-14 | |
4 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2004-07-14 | 2005-02-08 |
5 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2006-07-10 | 2013-05-09 | RO | Advising on corporate finance | 2013-05-09 | 2014-09-13 |
6 | Quam Securities Limited | Rep | Dealing in securities | 2005-03-02 | 2007-01-18 |
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