Tsang, Sau Lin (SFC:ADG975) 曾秀蓮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CORPORATE BROKERS LIMITED | Rep | Dealing in securities | 2007-07-23 | 2011-04-19 |
2 | CORPORATE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-07-23 | 2011-04-19 |
3 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-04-27 | 2016-04-22 | Rep | Dealing in securities | 2011-04-27 | 2016-04-22 |
4 | SINO CAPITAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-02-28 | Rep | Advising on securities | 2005-02-28 | Rep | Asset management | 2005-02-28 | Rep | Automated trading services | 2007-06-04 | Rep | Dealing in securities | 2007-07-06 |
5 | Well Link International Securities Limited | Rep | Advising on futures contracts | 2005-02-28 | Rep | Asset management | 2005-02-28 | Rep | Automated trading services | 2007-06-04 | Rep | Dealing in futures contracts | 2007-07-06 |
6 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-03-04 | 2020-09-17 |
7 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-03-04 | 2020-09-17 |
8 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-24 | 2018-12-09 | Rep | Dealing in futures contracts | 2020-10-14 |
9 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-24 | 2018-12-09 | Rep | Dealing in securities | 2020-10-14 |
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