Chow, Kim Wing 周劍榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2012-05-14 | 2012-10-31 |
2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-08-17 | 2010-10-22 |
3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-08-17 | 2010-10-22 |
4 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-11-02 | |
5 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-11-02 | |
6 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-10-25 | 2010-12-01 |
7 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-10-25 | 2010-12-01 |
8 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2006-06-30 | 2009-08-01 | Rep | Dealing in futures contracts | 2010-12-03 | 2012-04-28 |
9 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2006-06-30 | 2009-08-01 | Rep | Dealing in securities | 2010-12-03 | 2012-04-28 |
10 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2006-06-30 | 2009-08-01 | Rep | Dealing in securities | 2010-12-03 | 2011-09-30 |
11 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in futures contracts | 2006-06-23 |
12 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-01-20 | Rep | Advising on securities | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in securities | 2006-06-23 |
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