Ho, Kenny Yui Kwong 何銳光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | RO | Dealing in securities | 2017-01-09 | 2018-12-14 |
2 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-14 | 2011-01-27 | Rep | Advising on futures contracts | 2004-12-15 | 2011-01-27 |
3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-14 | 2009-08-14 | Rep | Advising on securities | 2004-11-11 | 2009-08-14 | Rep | Advising on futures contracts | 2005-10-24 | 2009-08-14 | Rep | Dealing in futures contracts | 2005-10-24 | 2009-08-14 | RO | Advising on futures contracts | 2009-08-14 | 2018-12-14 | RO | Advising on securities | 2009-08-14 | 2018-12-14 | RO | Dealing in futures contracts | 2009-08-14 | 2018-12-14 | RO | Dealing in securities | 2009-08-14 | 2018-12-14 | RO | Leveraged foreign exchange trading | 2011-08-10 | 2015-07-03 |
4 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2024-04-02 | 2024-05-02 | RO | Dealing in futures contracts | 2024-05-02 |
5 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-04-02 | 2024-05-02 | Rep | Dealing in securities | 2024-04-02 | 2024-05-02 | RO | Advising on securities | 2024-05-02 | RO | Dealing in securities | 2024-05-02 |
6 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2019-09-11 | 2020-04-06 | Rep | Dealing in futures contracts | 2019-09-11 | 2020-04-06 | RO | Advising on futures contracts | 2020-04-06 | 2023-02-24 | RO | Dealing in futures contracts | 2020-04-06 | 2023-02-24 |
7 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-09-11 | 2020-04-06 | Rep | Dealing in securities | 2019-09-11 | 2020-04-06 | RO | Advising on securities | 2020-04-06 | 2023-02-24 | RO | Dealing in securities | 2020-04-06 | 2023-02-24 |
8 | QUAM FUTURES LIMITED | RO | Advising on futures contracts | 2004-10-06 | RO | Asset management | 2004-10-07 | RO | Dealing in futures contracts | 2004-10-07 |
9 | Quam Securities Limited | RO | Advising on corporate finance | 2004-10-06 | RO | Advising on securities | 2004-10-06 | RO | Asset management | 2004-10-07 | RO | Dealing in securities | 2004-10-07 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy