Wong, Wai Sze (SFC:BAA860) 黃慧思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bluemount Asset Management Limited | Rep | Asset management | 2018-04-16 | 2023-03-23 |
| 2 | Bluemount Securities Limited | Rep | Advising on securities | 2018-04-16 | 2023-03-23 | Rep | Dealing in securities | 2018-07-30 | 2023-03-23 |
| 3 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-10-10 | 2013-09-07 |
| 4 | GRAND PARTNERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-10-04 | 2018-01-04 |
| 5 | GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2016-10-04 | 2018-01-04 |
| 6 | KINGDOM INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2023-09-20 | Rep | Asset management | 2023-09-20 |
| 7 | KINGDOM SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2023-05-17 |
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