Chu, Ka Siu 朱嘉兆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2021-04-30 | 2021-06-15 | Rep | Advising on securities | 2021-04-30 | 2021-06-15 | Rep | Dealing in securities | 2021-04-30 | 2021-06-15 | RO | Advising on corporate finance | 2021-06-15 | 2024-04-29 | RO | Advising on securities | 2021-06-15 | 2024-04-29 | RO | Dealing in securities | 2021-06-15 | 2024-04-29 |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-09-03 | 2016-05-28 |
| 3 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2013-06-11 | 2013-07-18 | Rep | Dealing in securities | 2013-06-11 | 2013-07-18 |
| 4 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2013-07-26 | 2014-07-23 |
| 5 | SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2024-08-28 | |
| 6 | Silk Road International Capital Limited | Rep | Advising on corporate finance | 2020-02-13 | 2020-05-18 | Rep | Advising on securities | 2020-02-13 | 2020-05-18 | Rep | Dealing in securities | 2020-02-13 | 2020-05-18 | RO | Advising on corporate finance | 2020-05-18 | 2021-04-25 | RO | Advising on securities | 2020-05-18 | 2021-04-25 | RO | Dealing in securities | 2020-05-18 | 2021-04-25 |
| 7 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-06-20 | 2020-01-12 | Rep | Dealing in securities | 2016-07-13 | 2020-01-12 |
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