Tsui, Chi Kuen Abe 徐志權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM International (Asia) Limited | Rep | Dealing in securities | 2014-03-25 | 2015-03-06 |
2 | BOCOM International Securities Limited | Rep | Advising on securities | 2014-03-25 | 2015-03-06 | Rep | Dealing in securities | 2014-03-25 | 2015-03-06 |
3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2020-03-31 | 2020-06-18 | Rep | Dealing in securities | 2020-03-31 | 2020-06-18 | RO | Advising on securities | 2020-06-18 | 2022-02-27 | RO | Dealing in securities | 2020-06-18 | 2022-02-27 |
4 | CMBC International Securities Limited | Rep | Advising on securities | 2017-01-16 | 2017-02-16 | Rep | Dealing in securities | 2017-01-16 | 2017-02-16 | RO | Advising on securities | 2017-02-16 | 2018-07-31 | RO | Dealing in securities | 2017-02-16 | 2018-07-31 |
5 | CMBC SECURITIES COMPANY LIMITED | RO | Advising on securities | 2017-08-02 | 2018-07-31 | RO | Dealing in securities | 2017-08-02 | 2018-07-31 |
6 | Quam Securities Limited | RO | Advising on securities | 2016-02-02 | 2016-05-15 | RO | Dealing in securities | 2016-02-02 | 2016-05-15 | Rep | Advising on securities | 2018-08-20 | 2018-10-30 | Rep | Dealing in securities | 2018-08-20 | 2018-10-30 | RO | Advising on securities | 2018-10-30 | 2020-03-19 | RO | Dealing in securities | 2018-10-30 | 2020-03-19 |
7 | SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-05-20 | 2022-07-15 | RO | Advising on securities | 2022-07-15 |
8 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2022-05-20 | 2022-07-15 | RO | Dealing in securities | 2022-07-15 |
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