Ng, Wai Ho (SFC:AVL488) 吳惠豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2015-06-04 | 2017-07-21 | Rep | Dealing in securities | 2015-06-04 | 2017-07-21 | Rep | Advising on futures contracts | 2017-01-23 | 2017-07-21 |
| 2 | BRIGHT SMART FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2014-10-30 | 2015-04-22 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-09-03 | 2015-04-22 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-07-07 | 2015-04-22 |
| 5 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2021-04-08 | 2022-03-31 |
| 6 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2021-04-08 | 2022-03-31 |
| 7 | Da Shi Tong Securities Limited | RO | Dealing in securities | 2024-05-17 | 2024-08-31 |
| 8 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-08-07 | 2020-12-29 | Rep | Dealing in futures contracts | 2021-01-22 | 2021-04-07 |
| 9 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-08-07 | 2020-12-29 | Rep | Dealing in securities | 2021-01-22 | 2021-04-07 |
| 10 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-05-18 | 2015-05-22 |
| 11 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-05-18 | 2015-05-22 |
| 12 | Zero2IPO Securities Limited | Rep | Dealing in futures contracts | 2022-04-11 | 2022-10-05 | Rep | Dealing in securities | 2022-04-11 | 2022-10-05 | RO | Dealing in futures contracts | 2022-10-05 | 2023-05-25 | RO | Dealing in securities | 2022-10-05 | 2023-05-25 |
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