Wong, Wai Yi (SFC:AOA561) 黃惠儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2024-08-09 | |
2 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2011-01-12 | 2014-06-03 |
3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2024-06-20 | |
4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-11-16 | 2010-06-09 | Rep | Dealing in securities | 2010-06-09 | 2024-05-14 |
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