Lai, Chun Keung (SFC:AGO011) 賴俊強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Advising on futures contracts | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Dealing in futures contracts | 2003-12-30 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2009-10-10 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-02-03 | 2009-10-10 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2009-10-10 |
| 5 | Future Securities Limited (HK) | Rep | Dealing in futures contracts | 2017-12-11 | 2021-02-12 | Rep | Dealing in securities | 2017-12-11 | 2021-02-12 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-10-19 | 2011-09-01 | Rep | Dealing in securities | 2014-04-16 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2017-11-30 | Rep | Dealing in securities | 2021-02-25 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-10-19 | 2011-09-01 | Rep | Advising on futures contracts | 2011-02-14 | 2011-09-01 | Rep | Dealing in futures contracts | 2014-04-16 | 2017-11-30 | Rep | Dealing in futures contracts | 2021-02-25 |
| 8 | NEW TREND FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-09 | 2004-10-25 | Rep | Asset management | 2004-01-09 | 2004-10-25 | Rep | Dealing in futures contracts | 2004-01-09 | 2005-03-24 |
| 9 | REFCO FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2003-11-08 | 2003-12-30 |
| 10 | SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-05-18 | 2009-10-10 |
| 11 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-03-30 | 2009-10-10 |
| 12 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-05-18 | 2009-10-10 |
| 13 | Sino-Rich Securities & Futures Limited | Rep | Dealing in futures contracts | 2011-09-15 | 2012-03-26 | Rep | Dealing in securities | 2011-09-15 | 2012-03-26 | RO | Dealing in futures contracts | 2012-03-26 | 2012-10-29 | RO | Dealing in securities | 2012-03-26 | 2012-10-29 | Rep | Dealing in futures contracts | 2012-10-29 | 2014-04-11 | Rep | Dealing in securities | 2012-10-29 | 2014-04-11 |
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