Sino-Rich Securities & Futures Limited 中順證券期貨有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2020
Role From Until
1 Au Yeung, Tsz Fung 歐陽子鋒 Rep 2008-02-28 2012-12-05
2 Au, Kwong Hoi 區光海 RO 2010-11-17 2016-05-06
3 Budihardjo, Wilhelm Soeharsono 沈振偉 M RO 2011-08-22
4 Chan, Andrew Wing Shing 陳永成 M Rep 2009-12-04
5 Chan, Chak Yin 陳澤賢 Rep 2014-11-12
6 Chan, Felex Wan Wong 陳運煌 Rep 2011-02-09 2012-12-10
7 Chan, Ka Yee (SFC:AJA765) 陳嘉儀 Rep 2003-07-29 2007-08-29
Rep 2007-10-16 2017-04-27
8 Chan, Kin Ming (SFC:AAI262) 陳建明 Rep 2003-08-22
9 Chan, Tsan Tuen 陳贊屯 Rep 2014-10-20 2014-11-14
10 Chan, Tsz King 陳子勁 Rep 2012-04-24 2019-02-22
11 Chan, Wing Ho (SFC:BFD134) 陳詠豪 Rep 2015-04-22 2017-04-13
12 Chan, Yik Fung 陳奕豐 Rep 2007-10-10 2009-03-12
13 Chau, Keith Hon Kit 周漢傑 M Rep 2004-02-12
14 Chau, Kwong Lui 鄒光磊 Rep 2011-09-15 2013-10-08
15 Chen, Rongqi 陳容琦 Rep 2014-04-30 2014-11-28
16 Cheng, Harrie Kwok Wing 鄭國榮 Rep 2007-10-02
17 Cheng, Wa Kun 鄭華根 Rep 2019-11-12
18 Cheung, Andy Ka Keung 張家強 Rep 2013-12-16
19 Cheung, Barry Kwok Wing 張國榮 M Rep 2009-08-07 2010-11-17
RO 2010-11-17 2011-09-30
20 Cheung, Ka Ho (SFC:AYH663) 張家豪 Rep 2016-05-16
21 Cheung, Kam Wah 張錦華 Rep 2006-04-03 2019-03-01
22 Cheung, Kin Fai (SFC:AAE990) 張建輝 Rep 2003-05-27
Rep 2005-03-21 2005-11-03
23 Cheung, Wing Yan (SFC:AMM076) 張詠欣 Rep 2005-11-01 2006-08-04
24 Chik, Upton Pui Cheong 戚培昌 Rep 2005-04-12 2005-06-20
25 Chiou, Jerry 邱志哲 71 M RO 2005-09-17 2006-06-28
26 Chiu, Chi Yu Jessie 趙梓如 Rep 2014-03-20 2016-05-03
27 Choi, Dzi Luk Fino 蔡之錄 Rep 2014-04-28
28 Choi, Ming Chun 蔡明竣 Rep 2012-11-14 2014-11-02
29 Chow, Chi Hang (SFC:AMN648) 周智行 Rep 2005-11-14 2011-07-18
30 Chow, Clement Yui Cheung 周耀祥 M Rep 2016-07-04 2017-07-31
31 Chow, Gigi Tak Chi 周德芝 F Rep 2011-07-14 2013-01-31
32 Chow, Kenneth Pak Lin 周伯年 M Rep 2005-09-20
33 Chu, Lap Yin 朱立賢 Rep 2009-07-14 2010-02-24
34 Fan, Jiaying 范佳穎 Rep 2018-06-25 2019-10-21
35 Fang, Sean Sung Ho 方頌和 52 M Rep 2015-11-05 2017-04-19
36 Gong, Hua 龔華 Rep 2008-09-08 2009-04-02
37 Ho, Cho Ki 何祖祈 Rep 2011-11-16 2012-03-09
38 Hon, Yam Ip 康欽燁 Rep 2017-08-24
39 Hong, Fanny Suet Kei 項雪琦 F Rep 2011-07-21 2012-05-29
40 Hu, Jinhuan 胡金環 Rep 2008-11-07 2009-04-22
41 Hui, Benedict Hon Yuen 許瀚源 M Rep 2012-02-16 2012-03-13
RO 2012-03-13 2012-05-11
42 Hui, Suet Kwan 許雪君 Rep 2012-08-14 2014-10-10
43 Lai, Chun Keung 賴俊強 Rep 2011-09-15 2012-03-26
RO 2012-03-26 2012-10-29
Rep 2012-10-29 2014-04-11
44 Lai, Yat-hei Gary 黎逸希 Rep 2012-01-11 2012-06-01
45 Lau, Tik Sang 劉迪生 Rep 2012-05-18 2013-09-28
46 Lau, Vincent Chi Kin (SFC:AHA572) 劉子堅 M Rep 2009-08-05 2009-08-31
47 Law, Kok Yu (SFC:ALS149) 羅玨瑜 Rep 2005-03-08 2005-05-04
48 Lee, Kwong Wai (SFC:AXI348) 李剛瑋 Rep 2013-07-17 2013-10-05
49 Lee, Wai Yee (SFC:AMX278) 李慧兒 Rep 2006-02-20 2006-10-26
50 Lee, Yin Man 李彥文 Rep 2008-06-16 2012-12-07
51 Lee, Yiu Chung 李耀宗 Rep 2006-03-15 2006-08-01
52 Lee, Yiu Ming (SFC:AQM056) 李耀明 Rep 2008-03-12 2008-12-29
53 Lee, Yu Hin (SFC:AZG929) 利宇軒 Rep 2013-07-24 2014-10-29
54 Leung, Ka Yiu (SFC:AQL241) 梁家耀 Rep 2008-03-26 2015-04-14
55 Leung, Man Kit (SFC:ANW505) 梁文傑 Rep 2019-03-04 2019-05-22
RO 2019-05-22 2019-07-02
56 Leung, Tak Ki 梁德其 Rep 2005-10-07
Rep 2005-11-03 2019-09-20
RO 2019-09-20
57 Li, Ho Pan 李皓斌 Rep 2013-11-29 2015-08-19
58 Li, Sihui (SFC:ASE821) 李思慧 Rep 2015-01-30 2015-06-04
59 Liu, Chujun 劉楚君 Rep 2019-12-24
60 Liu, Sai Kwong 廖世光 Rep 2004-10-14 2004-11-15
RO 2004-11-15 2011-12-02
61 Loh, Yiu Fai 陸耀輝 Rep 2009-05-06 2009-05-29
Rep 2019-06-28 2019-12-28
62 Lui, Jimme Shu Wing 呂樹榮 Rep 2007-10-25 2008-11-30
63 Ma, Chak Kei 馬澤祺 Rep 2014-10-06 2016-01-26
64 Ma, Man Hon 馬文瀚 Rep 2011-06-21 2013-06-23
65 Ma, Pak Chuen 馬伯全 Rep 2009-07-30 2017-04-27
66 Mak, Ho Ming (SFC:BAJ419) 麥皓明 Rep 2020-07-10
67 Mascolo, Fabiano Hugues Joseph M Rep 2017-01-10 2018-12-12
68 Mok, Wai Fan 莫惠芬 Rep 2018-05-10
69 Mui, Samuel Chok Wah 梅作華 62 M Rep 2006-11-10 2007-04-02
70 Ng, Chau Po 吳秋寶 Rep 2011-06-16 2012-02-17
71 Ng, Jeffrey Ka Fai 吳家輝 M Rep 2007-05-29 2007-06-11
Rep 2008-03-27 2009-01-14
72 Ng, Ka Kit (SFC:AFB257) 吳家傑 Rep 2007-05-31
73 Ng, Philip Chi Kin 伍志堅 Rep 2009-04-27 2010-05-12
74 Ng, Wai Man (SFC:ACH939) 吳偉文 Rep 2007-05-22 2007-11-16
75 Ng, Wai Yu 吳慧如 Rep 2006-08-16 2007-05-14
76 Ngai, Ling Kwan 魏令君 Rep 2008-12-02
77 Poon, Ho Leung 潘可亮 Rep 2014-06-06 2014-07-16
RO 2014-07-16 2015-10-30
78 Poon, Mike Ho Man 潘浩文 48 M RO 1999-10-13 2014-05-30
79 Shing, Yan 盛欣 Rep 2011-03-21 2015-11-13
RO 2015-11-13
80 Siu, Shing Hing 蕭承興 Rep 2014-04-25
81 Siu, Wai Kit 蕭偉杰 Rep 2009-06-15 2009-06-30
82 So, Raymond 蘇利民 M RO 2005-09-17 2007-10-14
83 So, Yat Wa 蘇日華 Rep 2018-05-28
84 Suen, Avis 孫雅蕙 Rep 2014-07-10 2014-11-03
85 Sy, Francois M Rep 2011-12-22 2012-09-06
86 Tang Lam, Wai Fong 鄧林惠芳 Rep 2019-05-17
87 Tang, Dapeng 唐大鵬 Rep 2016-12-22 2017-06-02
88 Tang, Tsz Kwong 鄧子剛 Rep 2015-09-08
89 Tong, King Tim 唐勁添 M Rep 2007-08-28 2008-06-16
90 Tsang, Cheuk Fung 曾卓鋒 Rep 2014-10-09
91 Tse, Cheuk Kit 謝卓傑 Rep 2011-04-11 2012-05-31
92 Tse, Jude Cheung Fat 謝祥發 Rep
93 Tse, Wing Fai 謝榮輝 Rep 2012-03-06 2012-06-21
RO 2012-06-21
94 Tsoi, Nelson Yue Shing 蔡如星 M Rep 2008-10-29 2011-11-30
95 Tsui, Yuen Sha 徐婉莎 Rep 2016-06-21 2017-11-23
96 Tsun, Tracy Chui Shan 秦翠珊 F Rep 2011-08-19
97 Wang, Xin (SFC:AYW777) 王馨 Rep 2012-03-28 2013-12-10
98 Wong, Chun Yeung (SFC:AQO492) 汪峻楊 Rep 2008-04-09 2009-05-22
99 Wong, Dickie (SFC:AFE019) 黃德几 Rep 2005-08-25 2009-01-05
100 Wong, Hong Sing 黃康鋮 Rep 2007-08-14 2008-09-30
101 Wong, Wah (SFC:AID279) 黃樺 Rep 2005-04-18
102 Wong, Yee Wing 黃懿榮 Rep 2004-11-17 2005-04-01
103 Wong, Ying Wai (SFC:ACH319) 王英偉 Rep 2006-08-21 2007-03-15
104 Yip, Kirk Ho Man 葉浩文 M Rep 2009-08-17 2010-05-04
105 Yip, Kwok Leung (SFC:BFD135) 葉國樑 Rep 2015-04-22
106 Yu, Douglas Kim Ho 余劍豪 M RO 2016-08-16 2017-02-08
Rep 2018-03-21 2018-04-13
RO 2018-04-13 2019-01-04
107 Yu, Hoi Yan (SFC:BCK777) 余凱茵 Rep 2016-02-29
108 Yuen, Charles Tsung King 袁崇敬 M Rep 2019-02-18
109 Yuen, Ka Chung 阮家聰 Rep 2016-02-01 2017-07-31
110 Yung, Tak Po 翁德寶 RO 2001-11-16 2004-12-13
111 Zhong, Hui (SFC:AMN649) 鍾暉 45 F Rep 2005-11-04 2010-11-30
112 Zhu, Jin (SFC:ATB725) 朱瑾 Rep 2009-06-19 2013-08-29

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