Poon, Chi Wai (SFC:AJC313) 潘智威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2003-12-05 | 2004-03-02 | Rep | Dealing in futures contracts | 2003-12-05 | 2004-08-17 |
| 2 | FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2004-08-23 | 2006-07-31 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-08-30 | 2012-02-21 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2006-11-09 | 2012-02-21 | Rep | Dealing in securities | 2007-01-23 | 2012-02-21 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-07-28 | 2003-11-26 |
| 6 | SR Wealth Securities Limited | Rep | Advising on securities | 2024-03-13 | 2024-05-20 | Rep | Asset management | 2024-03-13 | 2024-05-20 | Rep | Dealing in futures contracts | 2024-03-13 | 2024-05-20 | Rep | Dealing in securities | 2024-03-13 | 2024-05-20 | RO | Advising on securities | 2024-05-20 | RO | Asset management | 2024-05-20 | RO | Dealing in futures contracts | 2024-05-20 | RO | Dealing in securities | 2024-05-20 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-03-07 | 2012-12-21 | Rep | Dealing in securities | 2012-03-07 | 2012-12-21 | Rep | Leveraged foreign exchange trading | 2012-03-07 | 2012-12-21 |
| 8 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-22 | 2012-12-21 | Rep | Dealing in securities | 2012-06-22 | 2012-12-21 | Rep | Leveraged foreign exchange trading | 2012-06-22 | 2012-12-21 |
| 9 | Z Capital Global Limited | RO | Advising on securities | 2020-03-19 | 2023-05-22 | RO | Asset management | 2020-03-19 | 2023-05-22 |
| 10 | Zynergy Asset Management Limited | Rep | Asset management | 2013-11-28 | 2017-02-06 | RO | Asset management | 2017-02-06 | 2020-03-13 |
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