Lee, Wai Lun (SFC:AXY825) 李偉倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avia Asset Management Limited | Rep | Advising on securities | 2015-08-12 | 2015-11-03 | Rep | Asset management | 2015-08-12 | 2015-11-03 |
| 2 | Boom Securities (H.K.) Limited | Rep | Dealing in securities | 2013-06-25 | 2014-02-19 |
| 3 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2014-03-11 | 2015-07-11 | Rep | Dealing in futures contracts | 2014-03-27 | 2015-07-11 |
| 4 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2011-08-26 | 2011-10-20 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-02-14 | 2012-09-21 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-02-14 | 2012-09-21 |
| 7 | RED EAGLE SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2018-01-18 | 2022-07-04 |
| 8 | Win Securities Limited | Rep | Dealing in securities | 2013-06-25 | 2014-02-19 |
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