Tao, Dexter Tak Yin 陶德賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2007-07-04 | 2013-04-27 | Rep | Advising on securities | 2007-07-17 | 2013-04-27 | Rep | Dealing in securities | 2007-07-17 | 2013-04-27 |
| 2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-07-04 | 2013-04-27 | Rep | Advising on securities | 2007-07-17 | 2013-04-27 | Rep | Dealing in securities | 2007-07-17 | 2013-04-27 |
| 3 | Polaris Capital (Asia) Limited | RO | Advising on corporate finance | 2007-03-02 | 2007-06-23 |
| 4 | WAG FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2003-09-20 | Rep | Advising on securities | 2003-09-20 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | RO | Advising on corporate finance | 2003-12-01 | 2007-01-01 |
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