Ho, Kai Yip 何啟業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | D.J. SECURITIES LIMITED | Rep | Dealing in securities | 2011-10-06 | 2012-11-06 | RO | Advising on securities | 2012-11-06 | 2016-10-31 | RO | Dealing in securities | 2012-11-06 | 2016-10-31 |
| 2 | Greencourt Financial Co., Limited | RO | Advising on securities | 2018-10-24 | 2019-12-19 | RO | Dealing in securities | 2018-10-24 | 2019-12-19 |
| 3 | ORIENT SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-21 | 2011-09-29 |
| 4 | QMIS Securities Limited | Rep | Dealing in securities | 2020-09-01 | 2020-09-09 | RO | Dealing in securities | 2020-09-09 | 2023-05-24 |
| 5 | ZHONG JIA SECURITIES LIMITED | RO | Dealing in securities | 2016-11-01 | 2017-08-04 |
| 6 | ZJKF SECURITIES INVESTMENT (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-01-21 | 2020-02-10 | RO | Dealing in securities | 2020-02-10 | 2020-08-15 |
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