Lee, Wai Shing (SFC:ACR121) 李偉成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-01 | Rep | Asset management | 2003-09-01 | Rep | Dealing in futures contracts | 2003-10-31 | RO | Dealing in futures contracts | 2003-10-31 | 2007-10-12 | Rep | Dealing in futures contracts | 2007-10-12 | 2008-05-02 |
2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on corporate finance | 2003-09-01 | Rep | Advising on securities | 2003-09-01 | Rep | Asset management | 2003-09-01 | Rep | Automated trading services | 2003-09-01 | Rep | Dealing in securities | 2003-10-31 | RO | Dealing in securities | 2003-10-31 | 2004-04-30 | Rep | Dealing in securities | 2004-05-31 | 2008-05-02 |
3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-05-23 | 2016-05-14 |
4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-23 | 2016-05-14 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy