Chui, Siu Ying 徐少英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Funderstone Securities Limited | Rep | Dealing in securities | 2012-03-08 | 2013-07-31 |
2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-12-16 | 2011-10-04 |
3 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-28 | 2008-11-29 |
4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-11-14 | Rep | Asset management | 2003-11-14 | Rep | Dealing in futures contracts | 2003-11-14 |
5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-11 | Rep | Advising on corporate finance | 2003-11-14 | Rep | Advising on securities | 2003-11-14 | Rep | Asset management | 2003-11-14 | Rep | Dealing in securities | 2003-11-14 |
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