Cheung, See Ling 張思玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Advising on futures contracts | 2016-02-25 | 2016-11-29 | Rep | Dealing in futures contracts | 2016-02-25 | 2016-11-29 | Rep | Dealing in securities | 2016-02-25 | 2016-11-29 | Rep | Advising on securities | 2016-02-25 | 2019-02-20 | RO | Advising on futures contracts | 2016-11-29 | 2019-02-20 | RO | Dealing in futures contracts | 2016-11-29 | 2019-02-20 | RO | Dealing in securities | 2016-11-29 | 2019-02-20 |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on futures contracts | 2019-03-07 | 2019-05-28 | Rep | Dealing in futures contracts | 2019-03-07 | 2019-05-28 | Rep | Dealing in securities | 2019-03-07 | 2019-05-28 | Rep | Advising on securities | 2019-03-07 | 2019-08-26 | RO | Advising on futures contracts | 2019-05-28 | 2023-07-16 | RO | Dealing in futures contracts | 2019-05-28 | 2023-07-16 | RO | Dealing in securities | 2019-05-28 | 2023-07-16 | RO | Advising on securities | 2019-08-26 | 2023-07-16 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2023-08-17 | 2023-10-11 | Rep | Dealing in futures contracts | 2023-08-17 | 2023-10-11 | RO | Advising on futures contracts | 2023-10-11 | RO | Dealing in futures contracts | 2023-10-11 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2023-08-17 | 2023-10-11 | Rep | Dealing in securities | 2023-08-17 | 2023-10-11 | RO | Advising on securities | 2023-10-11 | RO | Dealing in securities | 2023-10-11 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2008-02-21 | 2016-01-23 | Rep | Dealing in futures contracts | 2008-07-17 | 2016-01-23 | Rep | Leveraged foreign exchange trading | 2008-08-28 | 2014-10-20 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-14 | 2016-01-23 | Rep | Dealing in securities | 2012-06-14 | 2016-01-23 | Rep | Leveraged foreign exchange trading | 2012-06-14 | 2016-01-23 |
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