Li, Kay Yuen 李基源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-02-06 | 2012-10-20 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2012-09-20 | 2012-10-20 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-11-06 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-03-07 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-11-06 | 2019-05-31 |
| 5 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2009-04-02 | 2012-01-26 | Rep | Dealing in securities | 2021-03-15 | 2021-12-31 |
| 6 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-06-17 | 2011-03-31 |
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