Chan, Rico Ching On 陳靖安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AvantFaire Investment Management Limited | Rep | Advising on securities | 2021-10-18 | 2021-11-05 | Rep | Asset management | 2021-10-18 | 2021-11-05 | RO | Advising on securities | 2021-11-05 | 2024-08-31 | RO | Asset management | 2021-11-05 | 2024-08-31 |
| 2 | Central China International Futures Company Limited | Rep | Advising on futures contracts | 2017-11-03 | 2021-06-09 |
| 3 | Central China International Securities Co., Limited | Rep | Advising on securities | 2017-06-14 | 2021-06-09 | Rep | Dealing in securities | 2017-06-14 | 2021-06-09 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2014-01-15 | 2014-12-15 | Rep | Dealing in securities | 2014-01-15 | 2014-12-15 |
| 5 | China Tonghai (IA) Limited | Rep | Advising on securities | 2010-09-09 | 2013-09-02 |
| 6 | CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2014-12-16 | 2016-08-08 | Rep | Asset management | 2016-08-03 | 2016-08-08 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2016-09-21 | 2017-05-31 |
| 8 | Quam Securities Limited | Rep | Advising on securities | 2012-03-12 | 2013-09-02 | Rep | Dealing in securities | 2013-09-16 | 2013-12-28 |
| 9 | Yan Yun Family Office (HK) Limited | RO | Advising on securities | 2021-06-28 | 2021-10-15 | RO | Asset management | 2021-06-28 | 2021-10-15 |
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