Lam, Suen Kit 林宣傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2009-12-04 | 2011-07-04 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2004-03-15 | 2004-04-28 |
| 3 | Cushman & Wakefield Capital Asia (HK) Limited | Rep | Advising on corporate finance | 2008-10-31 | 2009-06-10 | Rep | Dealing in securities | 2008-10-31 | 2009-06-10 |
| 4 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-02-16 | Rep | Advising on securities | 2004-02-16 | Rep | Asset management | 2004-02-16 |
| 5 | Quam Securities Limited | Rep | Advising on securities | 2004-05-28 | 2005-02-15 | Rep | Dealing in securities | 2005-01-27 | 2005-02-15 | Rep | Dealing in securities | 2011-08-11 | 2014-03-11 | Rep | Advising on corporate finance | 2012-08-16 | 2014-03-11 |
| 6 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-12-04 | 2016-08-12 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-04-30 | 2016-04-06 | RO | Dealing in securities | 2016-04-06 | 2016-08-12 |
| 8 | SINOMAX SECURITIES LIMITED | Rep | Dealing in securities | 2016-08-22 | 2016-10-14 | RO | Dealing in securities | 2016-10-14 |
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