Fan, Ernest Kwong Hung 范廣鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-03 | Rep | Advising on securities | 2003-07-03 | Rep | Asset management | 2003-07-03 | Rep | Dealing in securities | 2003-07-03 |
2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2004-01-13 | 2004-02-09 |
3 | DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Dealing in securities | 2004-01-13 | 2004-02-09 |
4 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-01-13 | 2004-02-09 |
5 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-07-11 | 2004-01-07 | Rep | Dealing in futures contracts | 2004-03-01 | 2006-01-31 |
6 | Newedge Broker Hong Kong Limited | Rep | Advising on futures contracts | 2003-07-03 | Rep | Asset management | 2003-07-03 | Rep | Automated trading services | 2003-07-03 | Rep | Dealing in futures contracts | 2003-07-03 |
7 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2003-07-11 | 2004-01-07 | Rep | Dealing in securities | 2004-03-01 | 2006-01-31 |
8 | SANFULL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-11-20 | |
9 | SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2008-11-20 | |
10 | SG Asset Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-07-03 | Rep | Advising on securities | 2003-07-03 | Rep | Asset management | 2003-07-03 | Rep | Automated trading services | 2003-07-03 | Rep | Dealing in securities | 2003-07-03 |
11 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-02-03 | 2008-11-03 |
12 | UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-02-03 | 2008-11-03 |
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