Chou, Chuk Nam (SFC:AMF746) 周速楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-07-10 | 2015-12-17 | RO | Advising on corporate finance | 2015-12-17 |
2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2013-07-10 | Rep | Dealing in securities | 2013-07-10 |
3 | Polaris Capital (Asia) Limited | Rep | Advising on corporate finance | 2007-06-27 | 2008-04-03 |
4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-04-11 | 2013-05-17 | Rep | Dealing in securities | 2008-05-13 | 2013-05-17 | Rep | Advising on securities | 2011-09-15 | 2013-05-17 |
5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-07-13 | 2007-08-01 |
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