Chan, Chi Sum (SFC:AMX142) 陳志森

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Rep Dealing in futures contracts 2015-01-26
2 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Dealing in securities 2015-01-26
3 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2006-01-09 2009-10-25
4 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2006-01-09 2009-10-25
5 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2012-08-03 2012-08-25
6 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2012-08-03 2012-08-25
7 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2012-08-03 2012-08-25
8 Huarong International Securities Limited Rep Dealing in futures contracts 2009-11-27 2012-06-30
Rep Dealing in securities 2009-11-27 2012-06-30

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