Fung, Jackie Ching Wan 馮青雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Credit International Securities Co., Limited | Rep | Advising on securities | 2020-05-20 | 2020-06-03 | Rep | Asset management | 2020-05-20 | 2020-06-03 | Rep | Dealing in securities | 2020-05-20 | 2020-06-03 |
2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-05-21 | 2008-02-01 | Rep | Advising on securities | 2007-11-14 | 2008-02-01 |
3 | Huarong International Asset Management Limited | Rep | Asset management | 2012-11-02 | 2018-03-16 |
4 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2011-05-09 | 2013-02-19 | Rep | Dealing in securities | 2011-05-09 | 2013-02-19 | Rep | Advising on securities | 2011-12-12 | 2017-01-10 | RO | Dealing in futures contracts | 2013-02-19 | 2013-08-18 | RO | Dealing in securities | 2013-02-19 | 2013-08-18 | Rep | Dealing in securities | 2013-08-18 | 2017-01-10 | Rep | Dealing in futures contracts | 2013-08-18 | 2018-07-10 | RO | Advising on securities | 2017-01-10 | 2019-09-18 | RO | Dealing in securities | 2017-01-10 | 2019-09-18 | RO | Dealing in futures contracts | 2018-07-10 | 2019-09-18 |
5 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2008-02-21 | 2008-10-09 |
6 | Pearl Bridge Asset Management Limited | Rep | Advising on securities | 2020-08-21 | 2020-08-21 | Rep | Asset management | 2020-08-21 | 2020-08-21 | RO | Advising on securities | 2020-08-21 | 2021-01-31 | RO | Asset management | 2020-08-21 | 2021-01-31 |
7 | Pearl Bridge Securities Limited | RO | Advising on securities | 2020-09-30 | 2021-01-31 | RO | Dealing in securities | 2020-09-30 | 2021-01-31 |
8 | Shanghai Securities (Hong Kong) Limited | RO | Advising on securities | 2021-03-19 | RO | Dealing in securities | 2021-03-19 | RO | Asset management | 2023-03-23 |
9 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-08-23 | 2011-04-14 | Rep | Dealing in securities | 2010-08-23 | 2011-04-14 |
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