Harman, Simon Devereux Clement
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ascent Capital Advisors Limited | Rep | Dealing in securities | 2019-01-23 | 2020-04-01 |
| 2 | GFI (HK) SECURITIES L.L.C. | RO | Dealing in futures contracts | 2017-07-31 | 2017-08-09 |
| 3 | Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2017-11-09 | 2017-12-06 | Rep | Dealing in securities | 2017-11-09 | 2017-12-06 | RO | Dealing in futures contracts | 2017-12-06 | 2018-08-03 | RO | Dealing in securities | 2017-12-06 | 2018-08-03 |
| 4 | Sunrise Brokers (Hong Kong) Limited | RO | Dealing in futures contracts | 2009-12-09 | 2017-07-05 | RO | Dealing in securities | 2009-12-09 | 2017-07-05 |
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