GFI (HK) SECURITIES L.L.C.

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2021
Role From Until
1 Ahmed, Syed Shaaz Rep 2011-02-21 2011-04-26
2 Aquino, Derrick Anthony Constantino M Rep 2006-06-05 2009-08-19
RO 2009-08-19 2013-12-03
Rep 2013-12-03 2018-06-30
3 Arthur-Dick, Joseph M Rep 2018-01-15 2021-05-04
4 Ashby, Nicholas Stephen M Rep 2016-09-07 2019-05-17
5 Augias, Cedric Alain Nicolas Marie M Rep 2020-07-20
6 Azout, Yohann Victor M Rep 2013-11-29 2015-08-07
7 Bavis, Mark John M Rep 2006-03-03 2012-01-05
Rep 2016-05-17 2017-01-19
RO 2017-01-19 2018-01-15
8 Bellahcene, Nasser Rep 2010-07-06 2011-05-31
9 Berkane, Chiraz Rep 2020-04-01
10 Bollerman, Luke Andre M Rep 2008-07-29 2009-07-31
11 Bombardieri, Thomas Pierre M Rep 2021-06-07
12 Bradford, David John M Rep 2004-11-22 2007-07-24
RO 2007-07-24 2009-06-03
Rep 2009-06-03 2011-03-22
RO 2011-03-22
13 Brown, Ian Clement M Rep 2009-02-12 2010-07-02
14 Bruno, Luigi Raphael M Rep 2010-06-15 2011-01-31
15 Bukharov, Ivan M Rep 2012-07-31 2014-05-31
16 Callaghan, Lee John M Rep 2012-12-12 2013-08-07
17 Castagne, Allan John M Rep 2009-07-16 2012-07-26
18 Charni, Jamel M Rep 2013-11-07 2015-11-30
19 Cheung, Chung Yin (SFC:BNZ123) 張仲言 Rep 2020-04-01
20 Cheung, Ellen Ngar Yan 張雅茵 F Rep 2008-05-20 2011-05-11
21 Cheung, Ken Yan Kit 張仁杰 M Rep 2020-11-19
22 Cheung, Kevin Hoi Tsun 張凱竣 M Rep 2018-01-15
23 Chew, Philip Guy (SFC:ALN622) M Rep 2004-12-08 2008-07-01
24 Chilewicz, Rodolphe Francois M Rep 2017-09-29 2020-03-31
25 Chillington, Timothy John M Rep 2009-06-01 2012-05-01
26 Cho, Yunhee 趙胤熙 Rep 2018-02-06
27 Choy, Kai Man 蔡啟民 Rep 2018-01-16
28 Chua, Pei Feng 蔡佩芬 Rep 2009-03-24 2013-11-30
Rep 2015-07-27 2018-01-19
29 Chugani, Manish Ashok M Rep 2013-10-03 2014-03-31
30 Colgan, Davis Gerrard Rep 2011-08-01 2011-11-01
31 Conneely, Martin Trevor M Rep 2014-03-18 2014-05-26
Rep 2014-07-10 2014-10-31
32 Cooney, Michael James M Rep 2006-03-03 2006-10-31
33 Corner, Andrew Mark Gordon M Rep 2013-07-02 2015-02-11
34 Creedon, Tom M Rep 2015-12-04 2017-03-08
35 Crommen, Gregory M Rep 2010-12-14 2012-07-26
36 Crook, Mark Jonathon M Rep 2015-03-05
37 Crossan, Robert Emmit M Rep 2003-06-30
38 De Bourayne, Olivier Marie Stephane M Rep 2011-08-05 2012-01-19
39 Didier, Virginie Emilie F Rep 2009-06-19 2010-09-10
40 Four, Matthew M Rep 2011-05-30 2015-02-16
41 Fujita, Daisuke Rep 2012-08-10 2013-03-11
42 Fung, Ching Yu 馮程宇 Rep 2011-03-28 2018-01-15
43 Fung, Kin Leung 馮健樑 Rep 2007-09-17 2008-05-01
44 Fung, Wilson Kee Hang 馮紀恆 M Rep 2010-05-14 2010-10-31
45 Gougenheim, Jeremie Rep 2007-09-06 2012-01-14
46 Grimes, Ryan Mccracken M Rep 2007-11-02 2011-05-20
47 Guenoun, Gregory Benjamin M Rep 2013-10-29 2014-11-30
48 Guetta, Yohan Victor Haim M Rep 2011-04-18 2012-01-14
49 Guillo, Mathieu M Rep 2009-02-20 2012-09-14
50 Haddad, Eve Alice F Rep 2020-05-06
51 Hall, Jon (SFC:AGK991) Rep 2005-03-07 2007-08-13
52 Halper, Brady Seth M Rep 2004-09-22
53 Harman, Simon Devereux Clement M RO 2017-07-31 2017-08-09
54 Hassam, Shehzad Sikander Rep 2014-12-05 2015-03-13
55 Hearne, Kevin M Rep 2016-03-24
56 Hill, Victoria Margaret Nahathai F Rep 2020-11-13
57 Hine, Peter John M Rep 2005-03-23
RO 2005-03-23 2005-09-08
58 Hino, Dai 日野大 Rep 2019-12-04 2021-01-18
59 Huang, Qiuting 黃秋婷 Rep 2014-09-12 2018-01-15
60 Huang, Shiyi 黃詩倚 Rep 2015-01-08 2018-01-15
61 Hughes, Glyn John M Rep 2018-01-16
62 Hyams, Andrew Jon M Rep 2008-09-30 2017-09-22
63 Jessop, Gary Mark M Rep 2009-01-12 2011-11-05
64 Kang, Gyong Hee F Rep 2009-10-20 2015-02-17
65 Kapur, Gautam Pradeep Kumar M Rep 2019-01-25 2020-05-29
66 Khelifi, Amine Rep 2017-09-29 2017-11-02
RO 2017-11-02
67 Kho, Garrett Tristan Arnaldo M Rep 2019-05-02
68 Kim, Jason Sung Dal M Rep 2008-11-11 2010-06-21
69 Kim, Min Jung (SFC:BNC085) Rep 2020-04-01
70 Kornberg, Benjamin Mikael M Rep 2009-08-04 2011-02-05
71 Kosaka, Tomomi (SFC:AHT189) 小坂朋美 Rep 2005-02-17 2009-12-10
72 Kotake, Toshiya Rep 2013-03-04 2013-11-06
73 Kotecha, Anuj Ashok M Rep 2011-08-01 2011-11-01
Rep 2011-12-06 2013-06-13
74 Kwan, Eric Wai Ming 關威明 M Rep 2015-07-03 2018-08-31
75 Lai, Telun Tik Lun 賴迪麟 Rep 2009-06-18 2012-05-01
76 Lau, Ha Lam 劉夏林 Rep 2014-07-18 2015-01-31
77 Law, Nga Ying 羅雅盈 Rep 2020-04-01
78 Learey, Dominic M RO 2017-07-31
79 Lee, Andrew Yeng 李英揚 M Rep 2008-11-14 2010-07-16
80 Lee, Cliff Yee Gong 李宜剛 M Rep 2006-09-27 2008-02-29
81 Lee, Daniel Yat Hung 李逸洪 M Rep 2012-05-28 2013-10-15
82 Lee, James (SFC:BJH960) 李澤南 M Rep 2018-01-15
83 Lee, Jonathan Pak San 李柏燊 Rep 2020-04-01 2021-02-26
84 Lee, Yick Chung 李易聰 Rep 2008-11-14 2010-07-16
85 Lee, Yu Chuan Austin 李育權 Rep 2019-01-10 2019-02-12
86 Leem, Jaehung 林在洪 Rep 2015-06-03 2017-07-03
87 Lem, Sze Mun 林詩敏 Rep 2019-09-17
88 Lin, Qiushuo 林秋碩 Rep 2014-09-12 2018-01-15
89 Longuet-Higgins, Philip Jonathan M Rep 2012-04-17 2013-02-28
90 Lougare, Thibaud Jean-Marie M Rep 2020-03-20 2021-01-12
91 Ma, Ching Man 馬靜雯 Rep 2008-12-17 2017-10-20
92 Ma, Hoi Sze 馬凱詩 Rep 2011-10-26 2018-01-15
93 Madayag, Claro Jr Ilagan Rep 2014-06-24 2017-12-11
94 Maria, Kulvinder Singh F Rep 2015-03-30 2015-11-04
95 Mariano, Timothy Charles M Rep 2005-03-09
RO 2005-03-09 2019-05-15
96 Masu, Megumi F Rep 2019-02-25
97 McGlynn, Paul Anthony M Rep 2007-01-11 2007-06-23
98 Meenan, Raymond David M Rep 2019-11-20
99 Minards, Timothy Bede M Rep 2009-08-03 2009-10-17
100 Mishra, Rishi Rep 2018-04-26 2020-11-27
101 Monot, Cosme Hubert Roger Pierre M Rep 2010-05-25 2010-12-25
102 Moore, Ashley Spencer M Rep 2009-01-14 2009-12-07
Rep 2013-10-02 2014-10-13
Rep 2015-02-16 2015-11-16
103 Moore, Marianne Nicole F Rep 2009-03-17 2009-06-01
104 Mower, Andrew Lance M Rep 2012-02-06 2012-05-01
105 Mundigian, Vatche Vartan M Rep 2010-01-22 2015-02-11
106 Na, Jung-Tae 羅貞泰 Rep 2012-10-15 2013-03-20
107 Nakamura, Taro 中村太郎 Rep 2012-07-25 2013-05-31
108 Nebout, Alexandre Stanislas Thierry M Rep 2009-12-07 2011-07-13
109 Neligan, David Alexander M Rep 2012-01-10 2015-02-28
110 Nesbitt, Jonathan Michael M Rep 2004-11-19 2009-12-25
111 Ng, Siu Na Sarnian 吳少娜 Rep 2018-02-27 2018-04-20
112 Nguyen, Thanh Cao Rep 2008-11-14 2009-01-22
RO 2009-01-22 2010-05-27
113 Nicholson, Robert Kenneth M Rep 2012-02-03 2015-02-11
114 Nicolle, Amanda Louise F Rep 2009-03-24 2009-08-07
115 Noh, Kyoung Tae Rep 2011-04-04 2012-03-24
116 Okano, Ryuta Rep 2020-02-26
117 Orton, Jamie M Rep 2012-03-09 2015-02-11
118 Pader, Stephane Michel Jacob M Rep 2020-06-23
119 Park, Hye Yon Rep 2010-12-16 2011-03-07
120 Patel, Rupesh (SFC:AXR739) Rep 2011-07-25 2011-10-25
121 Peard, Andrew Davis Lozada M Rep 2004-11-19 2012-09-14
122 Pockney, Edward James M Rep 2009-01-12 2011-05-05
123 Prest, Simon John (SFC:BJQ806) M RO 2017-07-31 2018-06-30
124 Quevedo, Ma. Carla Valenzuela Rep 2006-12-29 2016-10-05
125 Rhee, Vincent Suk Kyu M Rep 2010-12-13 2011-10-29
126 Saadane, Mohammed Fatih Zineddine M Rep 2019-02-08 2020-07-24
127 Sakamoto, Yuki Rep 2012-08-10 2013-12-31
128 Saldanha, Joshua Gerard M Rep 2009-07-14 2010-05-08
129 Salonga, Benjamin Iii Puzon M Rep 2019-05-02
130 Simpson, Robert Roy Charles M RO 2005-03-10 2007-08-01
Rep 2007-08-01 2008-07-01
131 Singh, Rohit (SFC:AVJ143) Rep 2020-06-17
132 Smith, Stephen Mark (SFC:BFA905) M Rep 2015-03-05 2017-10-12
133 Sobti, Jasjit Singh Rep 2017-11-03 2019-12-13
134 Sohn, Charles Chongho M Rep 2009-10-27 2011-02-14
135 Soon, Yung Kuen 秦容娟 Rep 2011-08-10 2012-12-31
136 Soulas, Christopher M Rep 2019-10-03 2020-06-01
137 Sparrow, Nicholas Charles M Rep 2010-07-05 2013-04-19
138 Sripunporn, Roger Ardisorn 潘小山 M Rep 2010-01-04 2018-01-16
139 Sugarman, Richard Neil (SFC:BKX038) M Rep 2017-09-11
140 Sznajder, Samuel M Rep 2009-11-11 2012-01-13
141 Tagawa, Ichiro 田川一郎 Rep 2020-03-12
142 Takeuchi, Miki Rep 2013-09-27 2014-04-28
Rep 2014-08-20 2015-07-31
143 Taylor, Stuart Andrew (SFC:AWX936) M Rep 2021-04-07 2021-06-09
RO 2021-06-09
144 Tlili, Mourad Rep 2020-04-01 2020-09-04
145 Topping, Matthew George Peter M Rep 2012-12-06 2014-09-30
146 Trentini, Lionel Christophe M Rep 2014-04-23 2015-07-31
147 Tsang, Simon Sai Cheong 曾世昌 M Rep 2010-03-12 2010-07-23
148 Tsun, Alexander Wing Gey (SFC:ANM361) 秦榮基 M Rep 2009-05-05 2010-03-02
149 Valdisolo, Mattia Rep 2011-03-04 2012-05-10
150 Walsh, Ashley Paul Jeffery James M RO 2018-08-24
151 Wattez, Philippe Marc Alfred M Rep 2017-09-29
152 White, Paul George M Rep 2005-01-19 2012-01-05
153 Wilson, Matthew Elliot M Rep 2008-06-19 2010-04-15
154 Wong, Andrew Siu Hang 黃兆恒 M Rep 2008-08-26 2015-06-30
155 Wong, Jamie Jun Yin 黃鎮賢 M Rep 2018-01-15
156 Wong, Philippe 黃志輝 M Rep 2017-08-29
157 Yabut, Vivian Chan F Rep 2016-12-05
158 Young, Timothy James M Rep 2012-12-10 2013-12-10
159 Zhou, Shenxiong 周申雄 RO 2018-02-02
160 Zieleman, Tara Jessica F Rep 2009-11-24 2010-05-24

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