Loo, Kwok Wing 盧國榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CMBC International Securities Limited | RO | Advising on securities | 2016-11-30 | 2017-05-02 | RO | Dealing in securities | 2016-11-30 | 2017-05-02 |
2 | INFINITI INVESTMENT MANAGEMENT LIMITED | RO | Advising on futures contracts | 2008-07-24 | 2008-12-01 | RO | Advising on securities | 2008-07-24 | 2008-12-01 | RO | Asset management | 2008-07-24 | 2013-08-31 |
3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-08-08 | 2006-06-14 | Rep | Advising on securities | 2005-08-31 | 2006-06-14 |
4 | KVV Capital Limited | RO | Advising on securities | 2022-01-31 | RO | Asset management | 2022-01-31 |
5 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2005-03-23 | Rep | Dealing in securities | 2005-07-20 |
6 | MSQ Asset Management (HK) Limited | RO | Advising on securities | 2018-08-07 | 2021-03-08 | RO | Asset management | 2018-08-07 | 2021-03-08 |
7 | Quam Asset Management Limited (b1983-06-28) | Rep | Asset management | 2016-02-23 | 2016-04-19 | Rep | Advising on securities | 2016-02-23 | 2016-05-15 | RO | Asset management | 2016-04-19 | 2016-05-15 |
8 | Quam Securities Limited | Rep | Advising on securities | 2016-02-23 | 2016-05-15 | Rep | Dealing in futures contracts | 2016-02-23 | 2016-05-15 | Rep | Dealing in securities | 2016-02-23 | 2016-05-15 |
9 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2007-05-03 | 2008-05-01 | Rep | Dealing in securities | 2007-05-03 | 2008-05-01 |
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