Li, Raymond Man Fai 李文輝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Dealing in futures contracts 2012-06-11 2014-11-03
2 FOUNDER FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2017-02-09 2017-03-14
RO Dealing in futures contracts 2017-03-14 2019-12-12
3 FOUNDER SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2017-11-29 2019-12-12
4 HSBC BROKING FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2003-08-29
Rep Asset management 2003-08-29
Rep Dealing in futures contracts 2006-04-10
5 HSBC Corporate Finance (Hong Kong) Limited Rep Dealing in futures contracts 2004-07-30 2004-09-03
RO Dealing in futures contracts 2004-09-03 2006-04-10
6 HSBC FUTURES (SINGAPORE) PTE LTD RO Advising on futures contracts 2003-08-29
RO Asset management 2003-08-29
RO Dealing in futures contracts 2006-04-10
7 HSBC SECURITIES (ASIA) LIMITED Rep Advising on corporate finance 2003-08-29
Rep Advising on securities 2003-08-29
Rep Asset management 2003-08-29
Rep Dealing in securities 2005-11-14
8 Newedge Broker Hong Kong Limited Rep Dealing in futures contracts 2006-05-25 2011-06-14
9 Newedge Broker Limited Rep Dealing in futures contracts 2008-03-14 2009-07-31
Rep Dealing in securities 2008-03-14 2009-07-31
10 SG Asset Finance (Hong Kong) Limited Rep Dealing in securities 2008-01-18 2011-06-14
Rep Dealing in futures contracts 2008-10-13 2011-06-14
11 VALUABLE CAPITAL LIMITED Rep Dealing in futures contracts 2024-07-02
Rep Dealing in securities 2024-07-02

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