Kwok, Wai Hong 郭蔚航
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AIF Securities Limited | Rep | Dealing in futures contracts | 2017-12-15 | 2018-03-14 | Rep | Dealing in securities | 2017-12-15 | 2018-03-14 | RO | Advising on futures contracts | 2018-03-14 | 2019-05-09 | RO | Dealing in futures contracts | 2018-03-14 | 2019-05-09 | RO | Dealing in securities | 2018-03-14 | 2019-05-09 |
2 | Amber Hill Asset Management Limited | RO | Advising on securities | 2018-08-22 | 2019-05-09 | RO | Asset management | 2018-08-22 | 2019-05-09 |
3 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-04-29 | 2014-04-14 |
4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-06-15 | 2016-06-24 |
5 | KGI CAPITAL ASIA LIMITED | Rep | Asset management | 2003-11-05 | Rep | Advising on corporate finance | 2006-06-24 | Rep | Advising on securities | 2006-06-24 | Rep | Dealing in securities | 2006-06-24 |
6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-06-15 | 2016-06-24 |
7 | Kietex Capital Limited | RO | Advising on securities | 2020-05-22 | RO | Asset management | 2020-05-22 |
8 | Merdeka Securities Limited | Rep | Dealing in securities | 2012-05-16 | 2013-04-11 |
9 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-09-29 | 2015-06-11 | Rep | Dealing in futures contracts | 2017-06-22 | 2017-11-21 |
10 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-04-23 | 2015-06-11 | Rep | Dealing in securities | 2017-06-22 | 2017-11-21 |
11 | Success Securities Limited | Rep | Advising on securities | 2006-07-01 | 2006-08-10 | Rep | Dealing in securities | 2006-07-01 | 2006-08-10 |
12 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-06-29 | 2017-06-16 |
13 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-29 | 2017-06-16 |
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