Lam, Chi Wai (SFC:AKX862) 林智偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-08-11 | 2011-09-01 |
2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-11 | 2011-09-01 | Rep | Leveraged foreign exchange trading | 2005-10-04 | 2011-09-01 |
3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2012-06-11 | 2012-11-29 | Rep | Dealing in futures contracts | 2013-08-14 | 2017-01-08 |
4 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-06-11 | 2012-11-29 | Rep | Leveraged foreign exchange trading | 2013-08-14 | 2017-01-08 |
5 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2012-01-12 | 2012-05-28 | Rep | Dealing in securities | 2012-01-12 | 2012-05-28 | Rep | Advising on securities | 2012-03-01 | 2012-05-28 |
6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2012-06-11 | 2012-11-29 | Rep | Dealing in securities | 2013-08-14 | 2017-01-08 |
7 | Hafoo Futures Limited | Rep | Advising on futures contracts | 2018-01-03 | 2024-03-06 | Rep | Dealing in futures contracts | 2018-01-03 | 2024-03-06 | RO | Advising on futures contracts | 2024-03-06 | 2024-04-10 | RO | Dealing in futures contracts | 2024-03-06 | 2024-04-10 |
8 | Hafoo Securities Limited | Rep | Dealing in securities | 2017-01-13 | 2019-03-12 | RO | Dealing in securities | 2019-03-12 | 2024-04-10 | Rep | Advising on securities | 2020-12-30 | 2023-12-28 | RO | Advising on securities | 2023-12-28 | 2024-04-10 | RO | Automated trading services | 2023-12-28 | 2024-04-10 |
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