Chan, Dominic Koon Shing 陳冠成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2008-08-29 | 2009-08-19 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-03-22 | 2008-05-16 |
| 3 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2004-07-27 | 2004-10-18 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2004-11-01 | 2007-02-23 | Rep | Dealing in securities | 2004-11-03 | 2007-02-23 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-27 | 2008-08-20 |
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