Yeung, Ham 楊涵

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED Rep Dealing in futures contracts 2007-02-21 2008-03-01
2 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2006-10-16 2008-03-01
3 CG Partners Asset Management Co., Limited RO Advising on securities 2019-11-28 2024-01-31
RO Asset management 2019-11-28 2024-01-31
4 CHINA HANYA ASSET MANAGEMENT LIMITED RO Advising on securities 2018-04-27 2019-05-22
RO Asset management 2018-04-27 2019-05-22
5 CHINA HANYA SECURITIES LIMITED RO Dealing in securities 2018-01-31 2018-03-23
6 FORMAX SECURITIES LIMITED Rep Dealing in securities 2014-12-17 2015-01-20
RO Dealing in securities 2015-01-20 2015-09-30
RO Dealing in futures contracts 2015-08-28 2015-09-30
7 HAI TONG SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in futures contracts 2008-03-19 2009-07-21
Rep Dealing in securities 2008-03-19 2009-07-21
8 ICBC INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2009-07-28 2010-06-17
RO Dealing in futures contracts 2010-06-17 2011-01-04
9 ICBC INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2009-07-28 2010-06-17
RO Dealing in securities 2010-06-17 2011-01-04
10 New Harvest Wealth Securities Company Limited Rep Advising on securities 2016-11-29 2017-07-10
Rep Dealing in securities 2016-11-29 2017-07-10
11 TIANDA ASSET MANAGEMENT LIMITED Rep Asset management 2013-05-24 2014-06-09
RO Asset management 2014-06-09 2014-10-10
12 TIANDA SECURITIES LIMITED RO Dealing in futures contracts 2011-01-18 2014-10-10
RO Dealing in securities 2011-01-18 2014-10-10

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