Yeung, Ham 楊涵

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SFC roles

Organisation Position From Until
1 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED RepRepresentative 2007-02-21 2008-03-01
2 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED RepRepresentative 2006-10-16 2008-03-01
3 CG Partners Asset Management Co., Limited Resp OffResponsible Officer 2019-11-28 2024-01-31
4 CHINA HANYA ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2018-04-27 2019-05-22
5 CHINA HANYA SECURITIES LIMITED Resp OffResponsible Officer 2018-01-31 2018-03-23
6 FORMAX SECURITIES LIMITED RepRepresentative 2014-12-17 2015-01-20
Resp OffResponsible Officer 2015-01-20 2015-09-30
7 HAI TONG SECURITIES (HK) BROKERAGE LIMITED RepRepresentative 2008-03-19 2009-07-21
8 ICBC INTERNATIONAL FUTURES LIMITED RepRepresentative 2009-07-28 2010-06-17
Resp OffResponsible Officer 2010-06-17 2011-01-04
9 ICBC INTERNATIONAL SECURITIES LIMITED RepRepresentative 2009-07-28 2010-06-17
Resp OffResponsible Officer 2010-06-17 2011-01-04
10 New Harvest Wealth Securities Company Limited RepRepresentative 2016-11-29 2017-07-10
11 TIANDA ASSET MANAGEMENT LIMITED RepRepresentative 2013-05-24 2014-06-09
Resp OffResponsible Officer 2014-06-09 2014-10-10
12 TIANDA SECURITIES LIMITED Resp OffResponsible Officer 2011-01-18 2014-10-10

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