Cheng, Chi Fung 鄭智鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-11-16 | 2007-07-15 | Rep | Dealing in futures contracts | 2007-10-15 | 2010-10-22 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-11-23 | 2010-10-22 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-02-06 | 2007-07-15 | Rep | Dealing in securities | 2007-10-15 | 2010-10-22 |
| 4 | HSBC BROKING (CHINA) LIMITED | Rep | Dealing in securities | 2010-11-04 | 2011-01-01 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-11-04 | 2011-01-01 |
| 6 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-11-04 | 2011-01-01 |
| 7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-11-04 | 2011-01-01 |
| 8 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-11-04 | 2011-01-01 |
| 9 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-01-31 | 2011-03-09 | Rep | Dealing in securities | 2011-01-31 | 2011-03-09 | Rep | Leveraged foreign exchange trading | 2011-01-31 | 2011-03-09 |
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