Chau, Yin 周研
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Emperor Asset Management Limited | Rep | Advising on securities | 2024-05-08 | 2024-06-20 | Rep | Asset management | 2024-05-08 | 2024-06-20 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-04-01 | |
| 3 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2014-06-06 | |
| 4 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2014-06-06 | |
| 5 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-08-21 | 2008-02-29 |
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