Ng, Shui Cheong 吳瑞昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Changjiang Futures (HK) Limited | Rep | Advising on futures contracts | 2015-10-29 | 2016-07-30 | Rep | Dealing in futures contracts | 2015-10-29 | 2016-07-30 |
2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2007-12-13 | 2008-01-14 |
3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2011-03-16 | 2011-07-08 | Rep | Dealing in futures contracts | 2011-04-29 | 2011-07-08 |
4 | Hao Tian Asset Management Limited | Rep | Asset management | 2017-04-13 | 2018-07-11 |
5 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2017-03-20 | 2018-01-05 | RO | Dealing in futures contracts | 2018-01-05 | 2018-07-11 |
6 | Hao Tian International Securities Limited | Rep | Dealing in securities | 2017-09-14 | 2018-07-11 |
7 | JINRUI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-07-16 | 2011-02-11 |
8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-08-31 | 2017-03-03 |
9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-08-31 | 2017-03-03 |
10 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-03-20 | 2008-07-05 |
11 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-03-14 | 2008-07-05 |
12 | UNITED ZONE INVESTMENT LIMITED | Rep | Asset management | 2018-10-25 | 2018-12-04 | Rep | Dealing in futures contracts | 2018-10-25 | 2018-12-04 | Rep | Dealing in securities | 2018-10-25 | 2018-12-04 | RO | Advising on securities | 2018-12-04 | 2021-11-03 | RO | Asset management | 2018-12-04 | 2021-11-03 | RO | Dealing in futures contracts | 2018-12-04 | 2021-11-03 | RO | Dealing in securities | 2018-12-04 | 2021-11-03 |
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