Bhargava, Nalin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Acion Partners Limited | Rep | Asset management | 2021-08-11 | 2022-07-11 |
2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-04-19 | 2011-02-19 |
3 | Seres Asset Management Limited | Rep | Asset management | 2011-03-08 | 2013-04-22 | RO | Asset management | 2013-04-22 | 2016-04-29 |
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