Ng, Tung 吳橦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2018-05-14 | 2024-11-18 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2018-05-14 | 2024-11-18 |
| 3 | ICBC Asset Management (Global) Company Limited | Rep | Advising on securities | 2025-02-11 | Rep | Asset management | 2025-02-11 |
| 4 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2012-07-16 | 2014-03-07 |
| 5 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-03-26 | 2015-06-21 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2011-10-06 | 2012-07-01 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-22 | 2012-07-01 |
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