Mok, Chue Man 莫鑄文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2017-03-07 |
2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2017-02-13 | 2017-03-07 |
3 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2016-08-26 | 2016-12-06 | Rep | Advising on securities | 2016-10-12 | 2016-12-06 |
4 | Raffles Assets Management (HK) Co. Limited | Rep | Advising on securities | 2023-01-04 | 2024-07-29 | Rep | Asset management | 2023-01-04 | 2024-07-29 | Rep | Dealing in securities | 2023-01-26 | 2024-07-29 |
5 | SDICS International Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-03-21 | 2019-05-03 |
6 | SDICS International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-03-21 | 2019-05-03 |
7 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2012-05-09 | 2013-10-18 | Rep | Dealing in futures contracts | 2013-04-03 | 2013-10-18 | Rep | Dealing in futures contracts | 2014-07-29 | 2016-06-03 | Rep | Dealing in securities | 2014-07-29 | 2016-06-03 |
8 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-06-23 | 2016-08-16 |
9 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-23 | 2016-08-16 |
10 | YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2019-06-17 | 2022-08-10 | Rep | Asset management | 2019-06-17 | 2022-08-10 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy