Yuen, Ronnie Chi Tsun 阮子瑨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-08-15 | 2018-05-14 | RO | Advising on corporate finance | 2018-05-14 | 2022-07-15 |
2 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2014-08-15 | 2022-07-15 |
3 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2023-02-17 | 2023-02-27 | RO | Advising on corporate finance | 2023-02-27 |
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