Gao, Qifan 高綺繁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Central China International Futures Company Limited | Rep | Dealing in futures contracts | 2017-10-10 | 2018-09-13 |
2 | Central China International Securities Co., Limited | Rep | Dealing in securities | 2017-02-10 | 2018-09-13 |
3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-06-20 | 2016-12-31 |
4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2016-03-18 | 2016-12-31 |
5 | HAI Cloud Exchange (HK) Limited | Rep | Leveraged foreign exchange trading | 2019-07-31 | 2020-12-23 | Rep | Dealing in securities | 2019-08-22 | 2020-12-23 |
6 | iSAM Securities (HK) Limited | Rep | Leveraged foreign exchange trading | 2021-01-12 | 2021-04-01 |
7 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2021-05-21 | 2022-09-23 | Rep | Asset management | 2021-05-21 | 2022-09-23 |
8 | Swissquote Asia Limited | Rep | Leveraged foreign exchange trading | 2019-02-13 | 2019-03-21 |
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