Lam, Ambrose Wai Hon 林懷漢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LUK FOOK ASSET MANAGEMENT (HK) LIMITED | RO | Asset management | 2018-11-21 | 2019-10-31 |
| 2 | Luk Fook Capital (HK) Limited | Rep | Advising on corporate finance | 2017-11-08 | 2018-01-08 | RO | Advising on corporate finance | 2018-01-08 | 2019-10-31 | RO | Dealing in securities | 2018-06-27 | 2019-10-31 |
| 3 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-11-08 | 2018-01-08 | RO | Dealing in securities | 2018-01-08 | 2018-07-02 | RO | Advising on securities | 2018-11-21 | 2019-10-31 |
| 4 | Optima Capital Limited | Rep | Advising on securities | 2022-10-11 | 2023-01-11 | Rep | Dealing in securities | 2022-10-11 | 2023-01-11 | RO | Advising on corporate finance | 2022-10-11 | 2023-01-11 |
| 5 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2023-03-03 | 2023-05-18 | Rep | Dealing in securities | 2023-03-03 | 2023-05-18 | RO | Advising on corporate finance | 2023-05-18 | RO | Dealing in securities | 2023-05-18 |
| 6 | Quam Securities Limited | Rep | Advising on securities | 2023-03-03 | Rep | Dealing in securities | 2023-03-03 |
| 7 | Templewater Hong Kong Limited | RO | Advising on corporate finance | 2017-10-31 | RO | Advising on securities | 2017-10-31 | RO | Asset management | 2017-10-31 | RO | Dealing in securities | 2017-10-31 |
| 8 | YUE XIU ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-11-26 | 2022-03-22 | Rep | Asset management | 2019-11-26 | 2022-03-22 |
| 9 | Yue Xiu Capital Limited | Rep | Advising on corporate finance | 2019-11-26 | 2020-03-05 | RO | Advising on corporate finance | 2020-03-05 | 2022-03-22 |
| 10 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2019-11-26 | 2022-03-22 | Rep | Dealing in securities | 2019-11-26 | 2022-03-22 |
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